Abstract
Financial professionals are familiar with regulatory compliance requirements, including policies on treating customers fairly, anti-money laundering, data protection and antibribery. Professional bodies also have codes of conduct. However, following past financial scandals, trust in the financial profession remains low. At P1 Investment Management staff receive business ethics training, strengthening our ethical culture and moving beyond just compliance. It provides an opportunity for discussion around moral issues. This is important since a robust ethical culture is an inherent part of our identity.
This article explores some topics from P1’s business ethics seminar and their relevance to financial professionals.
This article explores some topics from P1’s business ethics seminar and their relevance to financial professionals.
| Original language | English |
|---|---|
| Number of pages | 4 |
| Specialist publication | DISCUS (Discretionary Investment Services Coming Under Scrutiny) platform article |
| Publication status | Published - 11 Jul 2019 |
| Externally published | Yes |
Bibliographical note
Q95ASJC Scopus subject areas
- Economics, Econometrics and Finance(all)